Wiley Series 6 Securities Licensing Exam Review 2020 + Test Bank The Investment Company and Variable Contracts Products Representative Examination

The go-to guide to acing the Series 6 Exam!

Passing the Series 6 Exam qualifies an individual to function as an agent of a broker dealer and allows the limited representative to transact business in mutual funds (closed-end funds on the initial offering only), unit investment trusts, variable annuities, and variable life insurance products. In addition to passing the Series 6 Exam, an agent may be required to pass a state life insurance exam to transact business in variable contracts.

Created by the experts at The Securities Institute of America, Inc., Wiley Series 6 Exam Review 2019 arms you with what you need to score high on this tough 100-question test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

• Dozens of examples
• Assorted practice questions for each subject area covered in the exam
• Priceless test-taking tips and strategies
• Helpful hints on how to study for the test, manage stress, and stay focused

About The Series 6 Exam xv

About This Book xix

About The Test Bank xxi

About The Securities Institute of America xxiii

Chapter 1 Equity Securities 1

Chapter 2 Debt Securities 35

Chapter 3 Government and Municipal Securities 59

Chapter 4 The Money Market 71

Chapter 5 Economic Fundamentals 79

Chapter 6 Mutual Funds 93

Chapter 7 Variable Annuities and Life Insurance 135

Chapter 8 Retirement Plans 157

Chapter 9 Customer Accounts 177

Chapter 10 Customer Recommendations, Professional Conduct, and Taxation 203

Chapter 11 Securities Industry Rules and Regulations 231

Answer Keys 269

Glossary of Exam Terms 279

Index 345

The Securities Institute of America, Inc. has an 18 year track record for excellence in securities exam training. Jeffrey Van Blarcom author from The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year Learn more at : https://securitiesce.com

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